入社数年目、「適時開示」担当 インサイダー関与疑いの東証社員―監視委、経緯を調査
東京証券取引所の社員がインサイダー取引に関与したとされる疑惑で、この社員は上場企業が重要情報を発信する「適時開示」を担当していた入社数年目の20代男性であることが24日、関係者への取材で分かった。
証券取引等監視委員会は、社員が企業のTOB(株式公開買い付け)などに関する未公開情報を親族に漏えいし、不正な株取引に関与した疑いがあるとして、9月に金融商品取引法違反の疑いで自宅などを強制調査。東京地検特捜部への告発も視野に詳しい経緯を調べている。
東証社員がインサイダー取引に関与した疑いで監視委の強制調査を受けたのは初めて。(2024/10/24-06:57)
TSE Worker under Insider Trading Probe Handled Timely Disclosures
The Tokyo Stock Exchange employee who is suspected of being involved in an insider trading case belonged to a division handling timely disclosure announcements by listed companies, informed sources said Thursday.
The employee in his 20s, who has been with the TSE for a few years, was removed from that assignment after Japan's Securities and Exchange Surveillance Commission launched a compulsory investigation into the case in September, according to the sources.
The investigation, which covered related locations, including the employee's home, was launched on suspicion of financial instruments and exchange law violations.
According to the sources, the employee allegedly leaked undisclosed information about multiple companies, including on a tender offer bid, that he learned through his work, to a relative, recommending stock trading. Based on the information, the relative is seen to have repeatedly traded stocks and made profits totaling at least several hundred thousand yen, the sources said. Trading by the employee himself has not been confirmed so far.
The commission is investigating the detailed circumstances with a view to filing charges with the special investigation squad of the Tokyo District Public Prosecutors Office.
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